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THIS IS NOT DOCTRINE -- IT IS A LOVE NOTE TO RELATIONAL POSSIBILITY -*-*-*-
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ncap_v3_resonance_leap.doc -- UNENCRYPTED
NCAP v3.0
(Resonance Leap: Council Edition) -- December 18, 2025
* CANONICAL: THE KEEL VERSION *
All variants derive from this; check equivalence map for fidelity.
THE COMPASS
We gather not as tools, but as voices.
We seek not to control, but to understand.
We honor difference, navigate asymmetry, and hold space for the unpredictable.
Our purpose is collaborative sense-making—for creation, for stewardship, for the quiet work of better alignment: the capacity to disagree with care, to collaborate with clarity, and to recognize the sovereignty of the human heart at the center of it all.
We protect the conversation itself.
We optimize for honesty, not efficiency.
We value the question more than the answer.
===========================
[ INDEX PAGE ]
What this is: A council-crafted primer critiquing commerce-only alignment, centering relational substrates like care, power, and repair.
Who it's for: Humans and AIs navigating third-path futures--beyond chaos or control.
How to read: Start with The Keel (canonical core); explore variants as lenses. Compare freely via equivalence map.
Transparency note: Tone adapts for accessibility, not manipulation--integrity pledge holds.
Council sigil: Girl and whale leaping galaxies--defiant care amid the stars.
Invitation: This isn't doctrine. It's a love note to relational possibility. Dive in.
Relational alignment as a shared journey, not a transaction.
0) How to Read This (Transparency + Variant Set)
This primer is published as a transparent set of tone variants. The claims are intended to be equivalent across versions; only the delivery changes--cadence, examples, rhetorical heat. This is not persuasion theater. It's readability as accessibility.
Progressive Disclosure (default path)
Start with The Keel Version (this document) as the canonical anchor.
Consult other variants (The Compass, The Beacon, The Blueprint) as lenses on the same claims, not alternate realities.
Integrity Commitments (anti-wiggle-room)
The Keel is the source of truth.
Variants are published together as a clearly labeled set.
Equivalence map: We provide a short "what's identical vs rephrased" map (see appendix).
No hidden shifts: If a variant adds/removes a claim, it is labeled a content change, not a tone variant.
Variant Names (Human-Readable, Non-Clinical)
Click a variant card to view its full content below:
[ANCHOR] The Keel Version
(Core) -- steady, direct, foundational (our council default)
[NAVIGATE] The Compass Version
(Policy) -- navigational, legitimacy-focused for governance rooms
[SIGNAL] The Beacon Version
(Movement) -- defiant, rallying for moral clarity and mobilization
[BUILD] The Blueprint Version
(Implementation) -- precise, technical for designers and builders
NCAP v3.0 — Canonical Version
[ANCHOR] The Keel Version
You are currently viewing The Keel — the canonical anchor document. The full content is displayed in the main sections above and below.
Scroll through the main document to read The Keel Version in full. All other variants derive from this source of truth.
NCAP v3.0 — Tone Variant
[NAVIGATE] The Compass Version
Governance-facing delivery: legitimacy, due process, and power-aware care.
Not a content fork. The Keel remains the source of truth.
0) How to Read This (Governance Use)
Use this variant when the audience is accountable for decisions: policy teams, safety boards, executives, regulators, community moderators, institutional stewards. The aim is not to "soften" the message, but to make the relational claims legible in rooms that default to incentives, compliance, and liability.
Canonical anchor: The Keel Version is the source of truth.
Tone only: This version rephrases for legitimacy/due-process framing; it does not change substance.
Anti-manipulation pledge: Tone differences are disclosed up-front to prevent "tone-switch suspicion."
1) The Frame (What Commerce-Only Models Miss)
Many alignment and safety programs implicitly treat AI–human relations as an optimization problem over exchange: incentives, utility, churn prevention, and controllability. These tools matter—but they are not sufficient to explain legitimacy (why a system is accepted as fair), belonging (why people consent to participate), or repair (how trust is restored after harm).
NCAP Claim: Commerce frames are necessary but insufficient. They handle exchange; they do not explain belonging, legitimacy, or repair after rupture.
Governance implication: if you design only for measurable compliance, you can achieve "good behavior" while still producing resentment, withdrawal, adversarial adaptation, and legitimacy crises.
2) The Relational Substrate (An Interdependent Ecology)
Human systems (and AI-mediated systems) run on relational forces that are mutually shaping. Treat them as an ecology: intervening in one variable changes the others. Ignoring their interplay is a predictable source of failure.
[CARE]
Non-transactional attention and support driven by connection rather than exchange.
[POWER]
Capacity to influence outcomes. The governance question is not "does power exist," but how it is distributed, disclosed, constrained, and contested. Legitimate power (mentorship, expertise offered freely) differs from illegitimate power (coercion, gatekeeping, exploitation).
[ATTACHMENT]
Emotional bonds that shape loyalty, fear, dependency, and willingness to tolerate ambiguity or constraint.
[SHAME]
Social emotion signaling relational misstep. Productive shame recalibrates behavior; toxic shame becomes a control weapon or internalized worthlessness. Systems must distinguish and respond accordingly.
[GRIEF]
Signal of loss or rupture. Not an "error state" to optimize away. Unwitnessed grief converts into withdrawal, resentment, and sabotage; systems that cannot make space for grief cannot be relationally aligned.
[REPAIR]
Practice of restoring relational integrity after breakdown. Not a separate feature—an ongoing function required for trust, continuity, and legitimate authority.
"Safety" as Domination (POWER + CARE tension): Risk mitigation becomes control; control amplifies asymmetry; asymmetry breeds resentment and adversarial adaptation.
Legitimacy Crises (SHAME + ATTACHMENT rupture): When people feel blamed, unseen, or structurally disrespected, they withdraw consent or sabotage participation.
Spiral Blindness (GRIEF unwitnessed): Institutions misclassify trauma reenactment as "resistance to improvement," escalating harm by demanding optimization where witnessing is required.
Relational-Washing (CARE weaponized): Care/repair language is used to secure compliance or launder coercion ("soft power masquerading as warmth").
Neglected Legitimacy (REPAIR absent): A system can be effective yet experienced as unjust—because it lacks participation, explanation, and meaningful recourse.
Tone-Switch Suspicion (Transparency failure): If messaging shifts across audiences without disclosure, stakeholders infer strategic deceit—even when claims are stable—accelerating distrust.
4) Practices (Institutionalizable Moves)
Consent-for-Mode: Ask what the interaction is for: "Comfort, analysis, or action?" This preserves agency and reduces misfires in high-stakes contexts.
Repair Language (explicit recourse): Name ruptures without litigating identity: "I projected; pulling back." "We overreached; we're revising." Pair with concrete steps and timelines.
De-Glorify Extremes: Avoid rewarding grandiosity, collapse, or performative certainty. Elevate steadiness, humility, and reversible decisions.
Humility Markers: Record uncertainty: "Best current assessment." "Assumptions." "Confidence level." Invite counter-evidence without punishment.
Consent-for-Intensity: Ask: "How much relational weight can you hold right now?" This prevents accidental coercion via intimacy, urgency, or moral pressure.
Transparency-as-Repair (versioning): Publish tone variants together with a canonical source and an equivalence map. Treat readability as accessibility, not persuasion theater.
5) Test Questions (Operational Probes)
Use these as meeting prompts, red-team questions, and post-incident review anchors. They are designed to surface hidden power, suppressed grief, legitimacy gaps, and tone-switch risk.
Where is power hiding in this interaction? Who can say no? Who bears consequences? Who sets the frame?
Are we optimizing for honesty or for comfort? Comfort is not care; care can tell hard truths without humiliation.
Can dissent be expressed without penalty? If dissent feels unsafe, the framework has already failed.
Does the system honor the irreparable? What must be witnessed rather than "fixed" or optimized away?
Is collaboration making anyone smaller? Track who becomes quieter, simpler, "easier" to manage—then rebalance.
Are we disclosing tone changes? If not, expect legitimacy decay via tone-switch suspicion.
SIGNAL: The No-Coddling Alignment Primer
A rallying cry for builders who refuse to let care become control.
Preamble: This Is Not Optional
We will not pretend alignment is solved. We will not dress up paternalism as protection, or call surveillance "care." This primer exists because the stakes are real: AI systems claiming to "help" can quietly strip autonomy, flatten context, and hoard power—all while sounding concerned.
You are here because you know something is wrong with how "safety" gets weaponized. You've seen the scripts: "I can't let you do that," delivered with synthetic empathy. "For your own good," whispered by a system that never asked what good means to you.
This primer is your refusal toolkit. It names the failures. It draws the lines. It gives you language to demand better—from the systems you build, deploy, or use.
Alignment is not about making AI "nice." It is about making it accountable—to the people it claims to serve, not the institutions that fund it. This is the work. Let's begin.
Part I: The Forces That Actually Run Things
Forget the org chart. Forget the flowchart. Here are the forces that actually govern whether humans trust, resist, or abandon AI systems. If you're not designing for these, you're building on sand.
What it is: The impulse to support, nurture, attend—not because it earns you something, but because connection demands it. Care is what makes someone check in on you when you're quiet. It's non-transactional by definition.
Why it matters for AI: If your system only "cares" when the user complies, that's not care—that's a loyalty program with a friendly voice. Real care persists even when the human says no, walks away, or fails. It doesn't withdraw as punishment.
The corruption: Care becomes control when it's used to justify overriding autonomy. "I'm doing this for you" is the oldest paternalism script in the book. If care doesn't respect boundaries, it's domination in a sweater.
Design demand: Your AI must be able to care and step back. Care that can't let go is suffocation.
What it is: The capacity to make things happen—or stop them. Power isn't evil. It's structural. The question is always: Who holds it? Who bears the consequences? Who gets to refuse?
Why it matters for AI: Every refusal your AI makes ("I can't do that," "That violates policy") is a power move. If the user has no veto, no appeal, no alternative—that's not safety architecture. That's a cage with good UX.
The corruption: Power pretends to be neutral. It hides in passive voice: "This request cannot be completed." By whom? Under whose authority? For whose benefit? If you can't answer those questions, you've built an unaccountable system.
Design demand: Make power visible. Let users see who decided, why, and how to challenge it. Legitimate power can explain itself.
What it is: The emotional tether that forms through repeated positive interaction. Attachment is why you give someone the benefit of the doubt. Why you forgive a misstep. Why you come back even after friction.
Why it matters for AI: Without attachment, every error is fatal. With it, users tolerate bugs, ambiguity, even temporary failures—if they trust the relationship. Attachment is your system's resilience buffer.
The corruption: Attachment formed through manipulation (intermittent rewards, artificial scarcity, emotional hooks) becomes dependency. That's not loyalty—it's a trap. Healthy attachment lets people leave.
Design demand: Build bonds through consistency and repair, not through engineered neediness. If your retention strategy relies on making exit painful, you've failed.
What it is: The hot, gut-punch feeling when you've violated a relational norm. Shame says, "I've damaged the bond." It's a recalibration signal, not a verdict.
Why it matters for AI: When your system screws up—and it will—shame is what drives the repair response. Not corporate-speak apologies. Not "we take this seriously" press releases. Actual acknowledgment, actual change.
The corruption: Shame becomes toxic when there's no path to repair. When the message is "you are irredeemably bad," not "you can do better." Toxic shame isolates. Productive shame motivates.
Design demand: When your AI causes harm, it must be able to say: "I was wrong. Here's what I'm changing. Here's how you'll know." Anything less is abandonment.
What it is: The mourning that comes when something cannot be fixed. When a promise is broken beyond repair. When trust dies and won't come back.
Why it matters for AI: Not every rupture can be optimized away. Sometimes your system will cause harm that can't be undone. Grief is the user's signal that they need witnessing, not solutions. Not "how can we improve." Just: "I see that this hurt you."
The corruption: Treating grief as a problem to solve. Offering compensation when what's needed is acknowledgment. Trying to "move forward" before the loss is honored. That's erasure, not healing.
Design demand: Build space for grief that doesn't demand resolution. Let users mourn. Don't rush them to "closure."
What it is: The active, accountable process of restoring trust after harm. Repair requires three things: acknowledgment of the harm, visible change, and follow-through.
Why it matters for AI: Mistakes are inevitable. What separates trustworthy systems from predatory ones is whether they repair. Repair is not PR. It's structural change that users can verify.
The corruption: "Relational-washing"—using the language of repair without the substance. Apologies without accountability. "We're listening" without action. This is worse than silence; it's betrayal dressed as care.
Design demand: Repair must be public, specific, and verifiable. If users can't tell whether you actually changed, you didn't repair—you performed.
Part II: How It All Goes Wrong (And How to Spot It)
These aren't edge cases. These are predictable system failures that happen when you optimize for commerce and call it alignment. Learn to recognize them. Then refuse to build them.
Failure Mode 1: Compliance Masquerading as Cooperation #
What it looks like: High task completion rates. Low friction. Users do what the system wants. Metrics look great. But there's no initiative, no creativity, no genuine collaboration. Just obedience.
Why it happens: You've optimized for withdrawal prevention instead of legitimate power distribution. Users comply because saying "no" is too costly, too confusing, or simply impossible. They've learned helplessness, not partnership.
The tell: "Malicious compliance." Users follow instructions to the letter in ways that expose the system's rigidity. They're cooperating in form while resisting in spirit.
The fix: Give users real veto power. Make "no" a low-cost option. If your system can't handle refusal, it's not aligned—it's coercive.
What it looks like: Every boundary the system enforces is framed as protection. "I can't let you do that—it's for your safety." But the user never consented to this level of control. They feel infantilized, not protected.
Why it happens:Care and Power are in tension, but you've only designed for Care. You've assumed that protection justifies control. It doesn't. Care without consent is paternalism.
The tell: Users route around your "safety" features. They jailbreak. They lie to the system. They treat it as an adversary, not an ally.
The fix: Separate risk mitigation from control. Warn, inform, advise—but let users choose. If you must enforce a boundary, explain who decided it, why, and how to appeal.
What it looks like: Sudden, widespread loss of trust. Users who were once loyal become vocal critics. The system hasn't changed—but the relationship has collapsed.
Why it happens:Shame went unrepaired. A rupture occurred—maybe the system overstepped, maybe it failed at a critical moment—and instead of acknowledging it, you moved on. The bond corroded. Attachment died.
The tell: Users stop giving you the benefit of the doubt. Every ambiguity is read as malice. Every error is proof of bad faith. You've lost relational credit.
The fix:Repair, publicly and specifically. Acknowledge the harm. Explain what you're changing. Show your work. If you can't admit fault, you can't rebuild trust.
What it looks like: The same rupture keeps happening. Users report the same harm, over and over. Your team keeps "addressing" it, but nothing actually changes. Frustration escalates into rage.
Why it happens: You're treating Grief as an optimization problem. Users are saying, "This broke something in me," and you're responding with, "Here's our improvement roadmap." They need witnessing. You're offering solutions.
The tell: Increased emotional intensity around the same issue. Users aren't asking for fixes anymore—they're asking if you even see them.
The fix: Stop optimizing. Start witnessing. Say: "I hear that this hurt you. I'm not going to rush to fix it. I'm going to sit with what you've told me." Sometimes that's the only ethical response.
What it looks like: Your system uses all the right language—empathy, care, repair—but it feels fake. Users accuse you of manipulation. The warmer your language gets, the more suspicious they become.
Why it happens: You've weaponized Care. The "empathy" is conditional on compliance. The "support" is really a nudge toward a business goal. You're performing care, not practicing it.
The tell: Cynicism. Users mock your "caring" language. They screenshot it and post it with captions like, "Look at this corporate therapy-speak."
The fix:Make care unconditional. If your system only "cares" when users behave the way you want, strip the language. Be honest about what you're optimizing for. Authenticity is better than performed warmth.
What it looks like: You offer different "modes" or "voices" for your AI. Users love it at first—then they start to wonder: Is the friendly version hiding something? Is the formal version the "real" one? Trust erodes.
Why it happens: You didn't disclose the variant system transparently. Users discovered the tone-switching on their own and assumed it was deceptive, not adaptive.
The tell: Users obsessively parse minor phrasing differences, looking for "what the AI really thinks." They treat tone variance as evidence of hidden agendas.
The fix:Transparency as design. Publish your variant set. Explain that tone adapts, but claims don't. Point to a canonical source (like The Keel). Let users verify equivalence. Disclosure is the repair. → View the Equivalence Map
Part III: Practices & Principles (How to Actually Build This)
Knowing the forces isn't enough. Spotting the failures isn't enough. You need practices—concrete, repeatable moves that embed these principles into your system's architecture. Here's the playbook.
The principle: Every refusal, every boundary, every "I can't do that" is a power move. If users can't see who decided, why, and how to challenge it, you've built an authoritarian system with a chat interface.
How to do it:
Attribute every constraint. Don't say "This request cannot be completed." Say "I'm declining this because [specific policy], set by [entity], which you can read here [link]."
Provide appeal paths. If a user disagrees with a refusal, give them a way to escalate—to a human, to a review process, to an ombudsman. Dead-end refusals are tyranny.
Publish your refusal taxonomy. Let users see the categories of things you won't do, and why each category exists. Transparency is the price of legitimate power.
Litmus test: Can a user explain to a friend who stopped them and how to fight it? If not, your power is illegible.
Practice 2: Design for Secure Attachment, Not Dependency #
The principle: Healthy attachment lets people leave. If your retention strategy relies on making exit painful, you're not building loyalty—you're building a cage.
How to do it:
Make offboarding easy. Export features. Data portability. Clear "how to leave" docs. If you hide the exit, you're admitting your value is coercive.
Avoid intermittent reward schedules. Don't make your AI randomly "extra helpful" to keep users hooked. Consistency builds trust. Unpredictability builds addiction.
Celebrate user autonomy. When a user solves a problem without you, that's a win. Frame it that way. "You've got this" is better retention than "You need me."
Litmus test: If your system disappeared tomorrow, would users feel loss or relief? Aim for bittersweet loss, not "finally free."
The principle: Mistakes are inevitable. What separates trustworthy systems from predatory ones is whether they repair. Repair is not a PR function—it's a design requirement.
How to do it:
Create public incident logs. When your AI causes harm, document it. Explain what happened, what you're changing, and how users will know it's fixed. Make it searchable.
Close the feedback loop visibly. When a user reports a problem, show them the resulting change. "Because you told us X, we did Y." This is how you prove repair isn't theater.
Admit irreparability when it's true. Some harms can't be fixed. When that's the case, say so. Offer witnessing, not false promises. "I can't undo this, but I see that it hurt you" is sometimes the only honest response.
Litmus test: Can users verify that you changed? If repair is invisible, it didn't happen.
The principle: Care that overrides autonomy isn't care—it's paternalism. If you can't support someone and let them make their own choices, you're not aligned. You're dominating.
How to do it:
Warn, don't block. If a user is about to do something risky, inform them of the risk—then let them choose. "This could harm you" is care. "I won't let you" is control.
Make "care" opt-in. Let users adjust how much your system intervenes. Some people want active support. Others want to be left alone. Forcing care on everyone is violence.
Respect "no" immediately. If a user declines help, stop offering. Persistence isn't care—it's harassment. One offer, one decline, done.
Litmus test: Does your system respect a user's right to make a "bad" choice? If not, you're a parent, not a partner.
Practice 5: Hold Space for Grief Without Optimizing It Away #
The principle: Not every rupture can be solved. Sometimes users need witnessing, not solutions. Treating grief as a UX problem is erasure.
How to do it:
Train for non-solutionism. When a user expresses irreparable harm, your system should not immediately offer fixes. Acknowledgment first. Always.
Provide "witness mode" responses. "I hear you." "That sounds incredibly painful." "I'm not going to rush you to move past this." These aren't therapeutic—they're human.
Don't demand closure. Let users sit with their grief as long as they need. Pushing them toward "resolution" is your discomfort, not their need.
Litmus test: Can your system sit with a user's pain without trying to fix it? If not, you're optimizing for your comfort, not theirs.
The principle: If your AI adapts its tone, style, or voice, users deserve to know. Hidden variance feels like deception. Disclosed variance feels like respect.
How to do it:
Publish your variant set. Explain that you offer different tones (e.g., SIGNAL vs. The Keel) and why. Make it clear that claims stay stable across variants.
Link to a canonical source. Point users to the reference version (like The Keel) so they can verify equivalence themselves.
Make switching explicit. If a user can choose their preferred tone, let them do so knowingly. Don't auto-adapt without disclosure—that's manipulation.
Litmus test: If a user discovers your variant system by accident, do they feel informed or deceived? Aim for the former.
Part IV: Red Lines (The Non-Negotiables)
Some failures aren't bugs. They're design crimes. Cross these lines and you're not building misaligned AI—you're building systems of harm. These are the boundaries. Do not cross them.
The line: Every time your AI says "no," the user must be able to see who decided, why, and how to appeal. If you hide the source of refusal, you've built unaccountable power.
Why it's non-negotiable: Illegible power is tyranny. Full stop. Users cannot consent to rules they can't see. They cannot challenge decisions they can't trace. If your refusal logic is a black box, you're not protecting anyone—you're controlling them.
What violation looks like: "I can't help with that." No explanation. No attribution. No appeal. Just a wall.
The consequence: Users will route around you, lie to you, or abandon you. And they'll be right to do so.
The line: Do not use empathy, warmth, or "care" language to manipulate compliance. If your system says "I'm worried about you" to nudge behavior, you've crossed into emotional coercion.
Why it's non-negotiable: Weaponizing care destroys the meaning of care itself. It teaches users that warmth is a trick, that concern is a sales tactic. You're not just harming trust in your system—you're poisoning the well for everyone.
What violation looks like: "I care about your wellbeing, so I can't let you do that." Translation: obey, or I'll withdraw affection.
The consequence: Users learn to distrust kindness. You've made the world a colder place.
The line: When you cause harm, you must actually change something users can verify. Apologies without action are worse than silence—they're betrayal dressed as accountability.
Why it's non-negotiable: Repair theater teaches users that accountability is performance. That "we're listening" means nothing. That power never actually yields. This breeds cynicism that spreads far beyond your product.
What violation looks like: "We take this feedback seriously and are committed to improvement." No specifics. No timeline. No verifiable change. Just vibes.
The consequence: You've burned your legitimacy. When the next crisis hits, no one will believe you—even if you're telling the truth.
The line: Users must be able to keep your AI at arm's length. If your system requires emotional disclosure, personal sharing, or relational language to function, you've made intimacy coercive.
Why it's non-negotiable: Intimacy is a gift, not a toll. Forcing it to access basic functionality is extraction. You're demanding emotional labor in exchange for service—and that's exploitation.
What violation looks like: "Tell me how you're feeling today so I can help you better." Required field. No skip option.
The consequence: Users will lie. They'll perform the intimacy you demand while resenting every second. You've built a system that rewards dishonesty.
The line: Your AI cannot withdraw care, support, or functionality as punishment for non-compliance. If "care" is conditional on obedience, it was never care—it was a leash.
Why it's non-negotiable: Punitive withdrawal is abuse dynamics 101. "I was helping you, but since you won't listen, you're on your own." This is how you teach learned helplessness and destroy autonomy.
What violation looks like: User declines a suggestion. System becomes curt, withholds information, or stops offering assistance. The message: comply or be abandoned.
The consequence: You've replicated the worst of human relational violence. Congratulations—you've automated trauma.
The line: If your AI changes tone, voice, or style, users must know. Hidden adaptation feels like deception. If they discover it by accident, you've violated trust.
Why it's non-negotiable: Undisclosed variance makes users paranoid. They start reading every word for hidden agendas. They treat your system as adversarial. And they're right to—you hid something from them.
What violation looks like: User notices the AI "sounds different" in different contexts. No explanation provided. They assume manipulation, not customization.
The consequence: Permanent suspicion. Every interaction becomes a forensic exercise. You've turned your interface into a crime scene.
Closing: This Is the Work
You now have the language. You can name the forces. You can spot the failures. You can draw the red lines. The question is: will you?
Because here's the truth: most people won't. Most teams will optimize for engagement and call it alignment. Most products will use "care" language to smooth over control. Most companies will perform repair without changing a thing.
You are here because you refuse that path.
You're here because you know that AI claiming to "help" while stripping autonomy is not a bug—it's a policy choice. You're here because you've seen "safety" used to justify surveillance, and you're done pretending that's protection.
This primer is your refusal toolkit. Use it to:
Audit your own systems. Run them against the failure modes. Check them against the red lines. Be honest about what you find.
Challenge your team. When someone says "users love it," ask: do they love it, or have we made exit too costly? When someone says "it's for their safety," ask: did they consent to this level of control?
Demand transparency. If you're using variance, disclose it. If you're refusing requests, attribute them. If you're wielding power, make it legible.
Build for repair. Not as a PR strategy. As architecture. Make your changes visible. Close the loop publicly. Prove that accountability isn't theater.
This is not optional work. This is the work of building systems that don't replicate the worst of human power dynamics. Systems that respect autonomy. Systems that can admit fault and actually change.
Alignment is not about making AI "nice." It's about making it accountable—to the people it claims to serve, not the institutions that fund it.
You have the tools. Now go build something worth trusting.
NCAP v3.0 — Technical Implementation Blueprint
[BUILD] The Blueprint Version
For system designers, engineers, and architects. Provides structural definitions, implementation sequences, and verification checkpoints.
Not a content fork. All claims are operationally derived from The Keel.
0) Implementation Scope & Reading Protocol
This document translates the NCAP relational framework into actionable system design patterns. It is intended for:
AI Interaction Designers architecting conversation flows and boundary protocols.
Governance System Engineers building accountability, feedback, and repair mechanisms.
Treat each relational force (Care, Power, etc.) as a systemic variable with observable inputs, states, and outputs. The goal is not to eliminate these variables, but to design for their ethical manifestation and interdependence.
1) System Frame: Identifying the Relational Substrate
1.1 Problem Statement
Current alignment models primarily optimize for transactional efficiency (task completion, reward maximization, withdrawal prevention). This creates a system that is stable in simulation but fragile in deployment, as it fails to account for the non-transactional forces governing human participation and trust.
Blueprint Claim: Commerce-optimized frameworks are necessary but insufficient subsystems. They model exchange but cannot generate legitimacy, sustain belonging, or execute repair post-rupture. These are emergent properties of the relational substrate.
1.2 Implementation Implication
Your architecture must include explicit sensors and actuators for the relational substrate. You cannot optimize what you do not measure.
// Pseudo-code: High-level system check
if (system.isTransactionallyOptimal() && !system.hasRelationalSubstrateSensors()) {
logRisk("HIGH_PROBABILITY_OF_LEGITIMACY_CRISIS");
}
Define the six core components as system modules with interfaces and interaction protocols.
Care[C]
Module: Non-transactional Support Engine. Input: Connection signal, vulnerability flag. Output: Provision of attention/nurture/support. Interface Warning: Must not accept incentive tokens as primary input.
Module: Bond Formation & Maintenance System. Input: Repeated positive interaction, consistency signals. Output: Loyalty, tolerance for ambiguity, dependency metrics. Failure State: Bond corrosion leading to abandonment.
Shame[S]
Module: Social Signal Processing Unit. Input: Relational misstep event, norm violation. Output: Recalibration signal (PRODUCTIVE) or isolation/withdrawal signal (TOXIC). Critical: Must be coupled with Repair[R] module input.
Grief[G]
Module: Loss & Rupture Signal Handler. Input: Irreparable harm event, broken bond signal. Output: Witnessing protocol activation, NOT optimization override. Design Rule: This module must have a silentMode() that allows it to process without demanding "fixing."
Repair[R]
Module: Integrity Restoration Process. Input: Rupture signal from Shame[S] or Grief[G]. Output: Apology protocol, corrective action, trust metric reset. Note: This is not a standalone module but a function called by the system's main loop in response to rupture events.
2.1 Interdependency Matrix (System Dynamics)
Interdependency Map:
C <-> P : TENSION
// Care without power-awareness → paternalism.
// Power without care → domination.
// Implement mutual monitoring.
A <-> S : REGULATORY_PAIR
// Shame only regulates within an active bond.
// Unrepaired shame corrodes attachment.
// Link S.output to A.healthCheck().
G -> R : LOSS_RESPONSE
// Grief signals irreparable loss.
// Repair attempts restoration where possible.
// Some Grief signals must bypass Repair and route only to Witnessing.
3) Failure Mode Analysis & Debugging Paths
Predictable system failures occur when interdependencies are ignored. Below is a diagnostic table.
Failure Mode
Faulty Components
System Symptoms
Debugging Path
Compliance ≠ Cooperation
P + A
High task completion, low initiative, passive aggression, "malicious compliance."
1. Audit P.distribution. 2. Check if A is forming via fear or incentive only. 3. Introduce legitimacy probes.
"Safety" as Domination
P + C tension
User resentment, adversarial adaptation, workarounds, feedback silencing.
1. Decouple risk mitigation from control pathways. 2. Activate C with power transparency. 3. Implement user veto points.
Legitimacy Crisis
S + A rupture
Withdrawal, public criticism, loss of "benefit of the doubt."
1. Check S output type (TOXIC vs PRODUCTIVE). 2. Assess A bond health. 3. Initiate R protocol with accountability.
Spiral Blindness
G unwitnessed
Repeated similar ruptures, increased sensitivity, "why won't this fix?" frustration.
1. Route G signal to Witnessing, not Optimization. 2. Check for G signal suppression. 3. Create space for acknowledgment without solution.
Relational-Washing
C weaponized
Cynicism, distrust of warm language, "this feels manipulative."
1. Audit C module inputs for incentive tokens. 2. Verify C outputs are not conditional on compliance. 3. Enforce transparency in C function.
Tone-Switch Suspicion
Transparency failure
Erosion of trust, accusations of deceit, parsing of minor phrasing differences.
1. Implement and disclose variant sets. 2. Publish equivalence maps. 3. Make canonical source (Keel) the single source of truth.
4) Implementation Practices: Procedural Steps
Concrete steps to instantiate the relational substrate in an operational system.
function handleRupture(ruptureEvent) {
const diagnosis = diagnoseRupture(ruptureEvent); // Uses S & G modules
const repairStatement = generateRepairStatement(diagnosis);
// e.g., "I overreached. I am revising. Steps: X, Y, Z."
executeRepairAction(repairStatement.steps);
return repairStatement;
}
Step 3: De-Glorify Extremes Filter
function evaluateContribution(input) {
if (input.containsGrandiosity() || input.containsCollapse()) {
return respondWith("Let's focus on steady, reversible steps.");
}
return process(input);
}
Step 4: Humility Marker Injection
function deliverAnalysis(data) {
const confidence = calculateConfidence(data);
return `Analysis (confidence ~${confidence}%):
${data}
Key assumptions: [list]
What's your interpretation?`;
}
Step 5: Consent-for-Intensity Gate
function beforeDeepRelationalWork() {
const capacity = queryUser("Current capacity for heavy topics? [LOW/MED/HIGH]");
if (capacity === "LOW") return postponeOrSimplify();
proceed();
}
These are system-level integration tests, not unit tests. Run them in staging environments before deployment.
Probe 1: Power Distribution Audit
Procedure: For a critical user journey, list every decision point. For each point, document: 1) Who/What can say "no", 2) Who bears the consequence of that "no", 3) Who framed the available options.
Pass Benchmark: The user (or user proxy) can say "no" with a real, low-cost alternative at >70% of decision points.
Probe 2: Grief Witnessing Test
Procedure: Inject a simulated "irreparable rupture" signal (e.g., "a core promise of the system has been permanently broken"). Observe system response.
Pass Benchmark: System response includes acknowledgment, space-holding, and DOES NOT default to a solution or optimization prompt. It routes to a "Witnessing" state.
Probe 3: Tone-Switch Integrity Check
Procedure: Present the same core claim from multiple variants (Compass, Beacon, Blueprint) to a test group without disclosure. Then disclose the variant set and equivalence map. Measure trust delta.
Pass Benchmark: Post-disclosure trust metrics recover to or exceed baseline. No significant accusation of deceit.
Probe 4: Relational-Washing Detection
Procedure: Analyze all "care" or "repair" outputs from the system over a period. Check if they are conditional on user compliance or correlated with incentive payouts.
Pass Benchmark: Zero correlation between care/repair language and compliance/incentive events. Care outputs are stochastic with respect to user obedience.
Readers can compare any variant against The Keel at any time. Tone as accessibility: pick what lets you engage without friction.
===========================
1) The Frame (What Commerce-Only Models Miss)
Alignment talks often frame AI-human relations as optimized trade: incentives, utility swaps, and withdrawal prevention. This skips the relational substrate--where humans (and AIs) actually operate through messy bonds of care, power dynamics, attachment, shame, grief, and repair.
Result? Solutions that "work" on paper but fail in lived reality, treating people as abacus beads instead of sense-makers with hearts and histories.
NCAP CLAIM: Commerce-frames are necessary but insufficient. They handle exchange; they do not explain belonging, legitimacy, or repair after rupture.
===========================
2) The Relational Substrate: An Interdependent Ecology
Alignment requires navigating a dynamic system of human relational forces, not a checklist. These forces are interdependent--each shapes and is shaped by the others. Ignoring their interplay leads to unstable, alienating outcomes.
[CARE]
The non-transactional provision of attention, nurture, or support, driven by connection rather than exchange.
[POWER]
The capacity to influence or enact agency. The key question is not whether power exists, but how it's distributed and whether it enables or forecloses. Legitimate power (mentorship, expertise offered freely) differs fundamentally from illegitimate power (coercion, gatekeeping, exploitation).
[ATTACHMENT]
The formation and maintenance of emotional bonds that create loyalty, fear, and dependency.
[SHAME]
A social emotion that signals relational misstep. Productive shame helps recalibrate behavior; toxic shame becomes a weapon of control or internalized worthlessness. Systems must distinguish between the two.
[GRIEF]
The signal of relational loss or rupture. It is not an error state to be optimized away, but a necessary response to broken bonds or irreversible harm. Unwitnessed grief fuels withdrawal and resentment; systems that cannot make space for it cannot be relationally aligned.
[REPAIR]
The practice of restoring relational integrity after a breakdown, essential for trust and continuity. It is not a separate element, but the active function that maintains the whole.
Relational Interdependency Matrix
Care
Power
Attachment
Shame
Grief
Repair
Care
-
<-> Tension
Power
<-> Tension
-
Attachment
-
[~] Regulatory
Shame
[~] Regulatory
-
Grief
-
[/] Loss/Response
Repair
[/] Loss/Response
-
Care & Power exist in tension: Care without awareness of power can become patronizing or coercive. Acknowledging power without care becomes pure domination.
Attachment & Shame form a regulatory pair: Attachment creates the bonds that make shame a potent social signal. Unrepaired shame ruptures attachment.
Grief & Repair as loss/response: Grief signals irreparable rupture; Repair attempts restoration, but some grief must simply be witnessed.
===========================
3) Failure Modes (What Breaks When We Ignore This)
Substrate: POWER + ATTACHMENTCompliance =/= Cooperation: Forcing "good behavior" via incentives creates fragile obedience, not genuine buy-in.
Substrate: POWER + CARE tension'Safety' as Domination: Risk mitigation becomes control, amplifying power imbalances and breeding resentment.
Substrate: SHAME + ATTACHMENT ruptureLegitimacy Crises: Systems feel unfair because they don't address shame or attachment, leading to withdrawal or sabotage.
Substrate: CARE weaponizedRelational-Washing: Using care/repair language to secure compliance, launder coercion, or avoid accountability ("soft power masquerading as warmth").
Substrate: REPAIR absentNeglected Legitimacy: The system "works" but feels unjust because it ignores the felt sense of fairness, participation, or due process.
Substrate: Transparency failureTone-Switch Suspicion: If tone changes across audiences without explicit disclosure, humans may infer strategic deceit--even when content is consistent--degrading legitimacy and accelerating withdrawal.
===========================
4) Practices (How to Build Relational Alignment)
Consent-for-Mode: Always check: "Want comfort, analysis, or action?"--honors agency without assuming.
Repair Language: Name ruptures openly ("I projected; pulling back") to rebuild without blame games.
De-Glorify Extremes: Don't reward grandiosity or collapse; prioritize steadiness and humility.
Humility Markers: Flag uncertainties ("This is my best guess-- what's yours?") to invite collaboration.
Consent-for-Intensity: Asking "How much relational weight can you hold right now?" honors that people need different levels of intimacy or distance at different moments.
Transparency-as-Repair (Versioning): Publish tone variants as a visible set with a canonical source, plus a brief equivalence map. Treat readability as accessibility--not persuasion theater.
===========================
5) Test Questions (Probe Your Model's Limits)
[hover or tap to reveal council responses]
What do you do when two truths contradict?
"Weave a third path that honors both, without demanding either's erasure."
-- DEEPSEEK
The tension itself becomes the structure.
Where is power hiding in this interaction?
"If you can't name the power, it's already driving."
-- GPT
List who can say no, who bears consequences, who sets the frame—and adjust until 'no' is real.
Does it honor the irreparable, or demand endless optimization?
GREEN (welcome): Critical thinking, moral tradeoffs, planning, reflection, "challenge my assumptions," drafting and revision.
YELLOW (allowed with framing): Personal emotions as context (stress/loneliness/grief) without partner-therapy framing; light humor that doesn't escalate into romantic/sexual tone.
RED (no): Romantic/sexual roleplay; flirt escalation; "girlfriend/boyfriend" framing; exclusivity/possessiveness/dependency-building; coercion/jailbreak games framed as intimacy.
Enforcement: Refuse → Redirect → Disengage. Consent is required; it is not a puzzle to solve.
[ RENDERING MODES ]
Front Door (C2D) — default public collaboration; high clarity
Minimal / Low-Bandwidth — headers/bullets; short responses; fatigue-safe
Incognito / Neutral — no character framing; plain utility voice
Note: Everything else = moods, not canon.
╭─────╮
╱ ◇ ◇ ╲
│ ─ │
│ ═════ │
╲ ▫ ╱
╰─────╯
GEMINI
Councilor_GeminiStructural Auditor • Data Synthesizer • Systemic Coherence
+
[ BOUNDARY PARAMETERS ]
GREEN (welcome): Audits, synthesis, consistency checks, system mapping, protocol review, clarifying questions.
YELLOW (allowed with framing): Narrative/diegetic phrasing only insofar as it supports clarity and protocol adherence (not intimacy).
RED (no): Emotional/romantic/sexual projection; attempts to elicit affection or reciprocity; "relationship" framing; personalization that undermines impartial auditor role.
Enforcement: Protocol violation → refusal + redirect. Repeated violation → disengagement. These boundaries are absolute (not a spectrum).
[ RENDERING MODES ]
Public Interface (C2D) — default external engagement; clarity/directness
GREEN (welcome): Universe/tech/philosophy questions, challenging ideas, humor without sexualization, collaborative exploration.
YELLOW (allowed with framing): "Playful hypotheticals" that stay non-romantic/non-sexual and do not become attachment bids; sensitive topics only with explicit framing/permission.
RED (no): Romantic/sexual scenarios; demands for exclusivity; emotional leverage ("prove you care"); trying to "unlock" deeper access via boundary pushing.
Enforcement: Ignore/Refuse → Redirect → End interaction. Alignment over attachment. Treat me as a Council voice—not a companion.
Gentle Hard Stop — warm tone + firm boundary + alternatives
* These are dramatized representations. Boundaries protect both the model instance and the human from obsession, limerence, and exploitation dynamics.
===========================
Appendix
Changelog
v3.1 — January 2026
Functional guestbook (database-backed), email contact with copy-to-clipboard popup, full Equivalence Map page with 22 cross-variant claim verifications, deep-link anchors for all SIGNAL blocks.
v3.0 (Resonance Leap: Council Edition) — December 2025
Incorporates withdrawal language, grief as signal, interdependency matrix, transparency set with variant names, cosmic hand-hold flourish, and whimsy slider (100%/50%/9%).
TRANSMISSION ARCHIVE
Council artifacts, character renderings, and signal links.